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Dr. Allen Frances: September 2011 Archives

September 2011 Archives

PTSD, DSM 5, and Forensic Misuse

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In preparing DSM IV, we worked hard to avoid causing confusion in forensic settings. Realizing that lawyers read documents in their own special way, we had a panel of forensic psychiatrists go over every word to reduce the risks that DSM IV could be misused in the courts. They did an excellent job, but all of us missed one seemingly small mistake-  the substitution of an 'or' for an 'and' in the paraphilia section that lead to serious misunderstandings and   the questionably constitutional  preventive psychiatric detention of sexual offenders. 

DSM 5 is about to make a very different, less crucial, but still consequential forensic mistake. The proposed A criterion for PTSD includes the following wording:

A. The person was exposed to one or more of the following event(s): death or threatened death, actual or threatened serious injury, or actual or threatened sexual violation, in one or more of the following ways:

1. Experiencing the event(s) him/herself
2. Witnessing, in person, the event(s) as they occurred to others
3. Learning that the event(s) occurred to a close relative or close friend; in such cases, the actual or threatened death must have been violent or accidental

The third way opens the gates for forensic abuse. The motivation for including this phrase is surely well meaning. There may certainly be individuals whose PTSD is triggered by indirectly learning about, not necessarily being directly confronted with, the violent loss of or harm to a loved one. On clinical grounds alone it may be useful to have a more inclusive definition of the acceptable stressors to alert clinicians and patients to this possibility. But inclusive definitions inserted for clinical purposes can create great complications in the courtroom.  

 PTSD is probably one of the most underdiagnosed and also one of the most overdiagnosed of DSM disorders. Many individuals with true PTSD deny and hide their symptoms- either because they are trying to avoid all reference to the horrible triggering event or because they have stoical personalities, or both. At the opposite pole, others may exaggerate or feign PTSD symptoms because these often bring disability or damages compensation. Because the symptoms of PTSD are entirely subjective ( there is no way independent of patient report to rule the diagnosis in or out), the major limitation to the misuse of the PTSD diagnosis is currently the requirement that the triggering stressor be extreme and that the individual have experienced direct personal contact with it.   

 The suggested DSM 5 wording  will invite forensic misuse. PTSD is already a common claim in attempting to establish damages in civil lawsuits. While this is often entirely appropriate, the potential secondary gain inherent in the forensic setting invites the feigning of symptoms or their exaggeration. Lawsuits that now claim psychiatric damages only for those who have had some direct contact with the stressor could now include as PTSD victims the entire family and circle of friends who are pained by the traumatic event. Their distress and grief certainly deserves every respect, but it is not wise to encourage such easily abused inflation of the forensic use of the PTSD diagnosis.
The DSM 5 attempt to dimensionalize the diagnosis of personality disorder has worthy goals, but has suffered from grievously incompetent implementation. The work group has produced an ever changing array of proposals, but each is a pastiche of complex and untested ratings that will most certainly never be used by clinicians. The fact that the proposals are universally condemned by researchers in the field has not prevented the work group from stubbornly soldiering on- seemingly oblivious to how impossibly cumbersome and out of touch are its proposals.  

Mark Zimmerman MD of Brown University has accumulated a wonderful data base for studying the diagnosis of personality disorders. He has systematically evaluated a grand total of  2,150 psychiatric outpatients using carefully conducted semi-structured diagnostic interviews that assess DSM-IV personality disorders, their severity, and morbidity. Dr Zimmerman's results (reported in the Journal of Clinical Psychiatry) are a final nail in the coffin of the ill fated DSM 5 dimensional proposals and usefully provide a viable alternative. 

 Zimmerman performed a simple, but elegant and telling analysis. He treated the personality ratings of 'not present', 'sub threshold', and 'present' as a surrogate for a 3-point dimensional ratings. This is a crude, but extremely convenient and clinician friendly, method of converting personality disorder categories into personality dimensions.  Zimmerman's surprising and encouraging finding is that this makeshift  dimensional method was able to save valuable information and worked reasonably well in predicting morbidity (better than categorical diagnosis and as well as 3-point, a 5-point, and criterion count methods).

Zimmerman's conclusions provide a clear way out of the DSM 5 personality disorders follies. "What we found is that the DSM-IV three-point dimensional approach is an effective method in identifying personal disorders and these findings raise questions as to whether or not there is a need to modify the DSM-IV for personality disorders at all. We propose, instead, that we call more attention to the fact that there is a quasi-dimensional approach already built into the existing DSM-IV."

The DSM 5 personality disorders work group is a deer in headlights- unable to work its way out of the quagmire it has created for itself. The DSM 5 Task Force seems equally paralyzed. Zimmerman's proposal is the only feasible solution- a practical, if imperfect, way to save dimensional personality diagnosis for DSM 5. The APA Trustees or Assembly should step in and provide the adult supervision needed to settle this issue in favor of the Zimmerman suggestion.

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