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Dr. Allen Frances: December 2010 Archives

December 2010 Archives

The New York Times of Dec 19, 2010 carried an alarming story. It seems that during the past decade, college students have suddenly become much more mentally ill. The rate of severe psychiatric disorder among those seen in school counseling services used to be 16 percent -- now it has reached 44 percent. Ten years ago, 17 percent received psychiatric medicine -- now it is 24%. This "epidemic" of severe mental illness has overwhelmed the understaffed student health services around the country.


The article provides two causal theories. Perhaps the availability of highly effective psychiatric medicine allows youngsters with mental disorders to improve enough to go to college. Or perhaps counselors are recognizing serious illness that was previously hidden. 


No support is offered for either suggestion and there is a much more plausible third alternative. The sudden exploding rate of "severe" psychiatric illness on campus is most likely caused by over diagnosis -- not by a decline in the mental health of the college students. Psychiatric illness is elusive and difficult to define and there are no biologically based laboratory tests.


The presence or absence of any given mental disorder is determined by a checklist of symptoms that establishes thresholds that are necessarily fallible to some extent, and arbitrary. Requiring the presence of six symptoms rather than five (or a duration of four weeks rather than two) can dramatically change the rates of a disorder -- who gets diagnosed as ill, who is considered normal.


In retrospect, it seems clear that the severity and duration requirements included in DSM IV were set too low, particularly in the criteria sets that define the milder forms of the depressive, anxiety, and attention deficit disorders. These border upon, and are difficult to distinguish from, the commonly encountered and expectable everyday aches, pains, sufferings, and performance problems that are an inherent part of college life. Not all difficulty is disorder.


And it gets worse. Thirteen years ago, the drug companies lobbied successfully for the right to market their wares in massive direct-to-consumer advertising campaigns. Such profit-motivated skewing of public information about illness is rightly prohibited virtually everywhere else in the world. The primary strategy of the drug company "educational" pitch was to "sell the ill" in order to "move the pill." Attractive actors or celebrities would demonstrate just how easy and common it is to have an unrecognized and readily treatable psychiatric disorder. And the advertisement would usually end with the helpful entreaty to "ask your doctor."


The drug companies could feel comfortable that most doctors would be quick to the prescription pad in responding to patient questions and requests. They had already lavished physicians with industry-sponsored conferences, free trips and meals, free samples, biased research, and co-opted thought leaders. There was one drug salesperson for every seven doctors -- sometimes outnumbering the patients in waiting areas. Not surprisingly, diagnosis and medication sales have skyrocketed and profits have risen astronomically.


College students confront what will probably be the most stressful phase of their lives. It is no cinch all at once to have to leave home, enter a world of strangers, develop an independent sense of self, confront new temptations and challenges, and perform in a highly competitive academic environment. Many students experience (usually brief and self-limited) periods of sadness, worry, trouble concentrating, performance difficulties.


Psychiatric diagnosis and treatment can be enormously helpful for those who have severe and persistent symptoms. By all means, let's diagnose and medicate those students who really need it. But, the huge and sudden rate increases reported in the article (occurring simultaneously with the drug company marketing blitz) almost surely represent a medicalization of the expectable difficulties many students have in adjusting to college life. Student health services would do well to avoid premature diagnosis and the rush to prescription. Diagnose only those who are really ill, provide counseling and watchful waiting for the rest.


What are the costs of over-diagnosis and overly aggressive treatment? Medication prescribed for milder conditions has little superiority over placebo and adds the risks of side effects and complications. Then there is the stigma of having a psychiatric disorder, its possible impact on job and marital prospects, and in getting insurance. To say nothing about the way a falsely diagnosed student sees himself at a crucial moment of identity formation: the reduction in the sense of personal efficacy, resilience, and responsibility. Finally, the ready availability of stimulant drugs used to treat attention deficit disorder has encouraged the growth on college campuses of a large secondary illegal market, supplying pills for recreation and performance enhancement.


Human nature and psychiatric illness are pretty constant, but diagnostic labels are subject to fashion swings, wild fads, and market manipulation. Whenever there is an "epidemic" of psychiatric disorder, assume that it has been exaggerated and is likely to do more harm than good. 

DSM-5 and Practical Consequences

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Last week, I had a brief, but heated debate with a friend who is on the DSM-5 Task Force. He is strongly supporting a proposed new diagnosis for DSM-5 that I oppose just as strongly. Surprisingly, I think we agree completely on the facts, but then disagree completely on how they should be interpreted and acted upon.

Here are the facts upon which we agree:
1) The available scientific literature, though quite limited, does confirm that potential patients do exist who would meet the suggested criteria for this disorder.

2) Existing studies suggest a rate of at least 5 percent of the proposed diagnosis in the general population.

3) The rate could conceivably double (or more) if the diagnosis becomes official, is widely used in primary care,  and is targeted by drug company marketing.

4) There is no treatment with proven efficacy, but some people currently not diagnosed might benefit from existing treatment.
   
5) If included, the diagnosis will likely cause extensive false positive diagnosis of normals who will often receive unnecessary and potentially harmful and expensive treatment.

I consider these facts and conclude that:
1) It is premature to include this diagnosis until much more research is available on its rate in the general population, the rate of false positive diagnosis, whether treatment helps, and what are its risks. 

2) New diagnoses must prove their safety and efficacy applying the same strict standards of evidentiary support that we would require before the introduction of a new drug (since the risks and benefits can be equivalent).

3) Patients not covered with a specific label can always be diagnosed and treated within the "Not Otherwise Specified" categories. 

4) Practical consequences are crucial in deciding whether a change should be made. The presence of a (skimpy) scientific literature indicating that patients with the proposed disorder can be found is insufficient to support its inclusion.   

5) The default position is a "do no harm" conservative noninclusion. Any change in DSM-5 that can possibly be misused will very likely be misused -- this is the clearest lesson of DSM-IV.

6) The education on how to use DSM-5 will be dominated and twisted by drug company marketing.

My friend disagrees strongly, arguing that:
1) He knows from the literature and experience that such patients exist.

2) They need help.

3) It is irrelevant to his task to consider whether the inclusion of the proposed diagnosis in DSM-5 may lead to overdiagnosis and overtreatment. His job is simply to evaluate the available science.

4) Any potential misuse of DSM-5 is not his worry. It should be solved by education of the mental health clinicians.

You decide which approach makes more sense. It seems clear to me that pragmatic concerns for patient welfare always trump "science", especially since the "science" underpinning psychiatric diagnosis is so thin and subject to alternative interpretations. 

A much fuller discussion of this tension between science vs. pragmatics  can be found in an extremely interesting issue of the Journal for the Advancement of Philosophy and Psychiatry (that is devoted in its entirety to the conceptual issues that face psychiatric diagnosis). See particularly the commentaries by Drs. Porter, Kinghorn, and Ghaemi, and my replies to them. The issue is available online at: http://alien.dowling.edu/~cperring/aapp/bulletin.htm

December 17, 2010 was a special day in the history of psychiatric diagnosis. Bob Spitzer retired after a remarkable 52-year career. The event was celebrated in a warm and wonderful conference held in his honor at Columbia University, where Bob has worked for the past 52 years. Dozens of Bob's colleagues and students gave speeches describing his powerful influence on our field and his personal impact on our lives.

Without doubt or peer, Bob has been the most important psychiatrist of our time. Freud and Adolph Meyer were the greatest influences on American psychiatry during the first part of the 20th century. But Spitzer replaced them in 1980 with the publication of DSM-III. And he will remain the central figure until we can eventually go beyond his method of descriptive diagnosis with biological tests and a deeper understanding of the manifold causes of psychopathology.

Unfortunately, this will be a painstakingly gradual process lasting many decades. Certainly, the remarkable neuroscience revolution is revealing the secrets of our nature, but it has at the same time taught us how complicated and heterogeneous are the causes of mental illness. There is no one schizophrenia; the clinical picture we describe with this term may be caused by hundreds of different underlying causes. Describing psychiatric disorders clearly is a blunt but useful instrument in diagnosis and treatment -- the best we can do until we understand them on a much deeper and more detailed level. And Bob has been and will remain our master describer.

Before DSM-III, psychiatric diagnosis was in a sad state, and with it, psychiatry was too. Two clinicians seeing the same patient often did not agree on the diagnosis. This embedded a kind of randomness in treatment selection and was an insurmountable obstacle to meaningful research. Bob had the vision, technical know-how, diplomatic skill, energy, and stubbornness to singlehandedly turn an entire profession around on a dime. He replaced idiosyncratic, impressionistic, unreliable psychiatric diagnosis with precise, systematic criteria sets that (at least under optimal conditions) could produce high levels of diagnostic agreement. This facilitated clinical work was essential for research and improved education, and brought some sense to forensics.

Perhaps even more significant, Bob and DSM-III helped to save psychiatry as a medical specialty. The previous lack of a proper diagnostic system had set psychiatry adrift -- lurching toward hermeneutics and away from healing. DSM-III anchored psychiatry back to medicine and science. Before it, psychiatric diagnosis was ignored and virtually useless. Now it was the center of every clinical, research, teaching, forensic conversation. Psychiatric research had lagged medicine -- now it is the second most-funded (after internal medicine) in most medical schools.

DSM-III was also a surprise runaway bestseller and an unexpected cultural phenomenon. Millions of copies of DSM have been sold -- far more than the total number of clinicians. The DSMs became a useful vehicle of self-diagnosis (and perhaps a not-so-useful topic of cocktail party patter and of name calling in family squabbles). DSM-III also changed the way we see ourselves -- many people previously preoccupied with understanding their unconscious motivations now focused on understanding their psychiatric disorder. 

Not all of the impacts have been positive. As with any revolution, there has been an unfortunate overshoot. In the hands of naive biological reductionists, the DSM categories have sometimes been oversold as diseases and worshiped as false icons. The availability of a clear diagnostic system has furthered the massive marketing efforts of drug companies to "sell the ill" in order to "peddle the pill." Often, we have lost sight of psychological meanings, of the importance of the doctor-patient relationship, of the enormous beneficial power of tincture of time and placebo. But most of the blame comes from how DSM is used, not how it is written. Overall DSM-III was the single most useful, influential and progressive step forward in psychiatric diagnosis since the first modern system developed by Pinel 200 years ago.

Bob has had another lesser known, but no less important, impact on our society. In the early 1970s he was instrumental in eliminating homosexuality from DSM-II, refuting the notion that sexual orientation is a concern of psychiatry. Psychiatry's recognition that homosexuality is not illness played a key role in the subsequent expansion of societal respect and civil rights. Bob's efforts were fundamental to the process leading to the recent landmark repeal of the military's discriminatory "don't ask, don't tell" policy. 

Bob has retired from Columbia, but not from his tireless, and often lonely efforts, to preserve the integrity of our diagnostic system. He was the first to realize that DSM-5 was badly launched with unnecessary confidentiality agreements and stealth minutes. He asked me to join his protest to pry open the process before it clammed shut. To my shame, I refused to help and left Bob to stand alone as the sole voice of reason and experience as the disaster began to unfold. Why the cold shoulder? I was simply too lazy, too disengaged, too wary of controversy. Sorry, Bob. Perhaps a more concerted early joint effort could have helped. But we now are in it for the duration and will both keep trying to bring common sense to a process that has so far been remarkably insulated from it.

In closing, let's take a look at who are the great names in psychiatric diagnosis during the past 2,500 years. The short list would indisputably have to include Hippocrates, Galen, Sydenham, Pinel, Kraepelin, Freud and Spitzer. Not bad company. Way to go, Bob.

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